Financial Instruments and Exchange Act

Results: 91



#Item
81Stock market / Exempt market dealer / United States Securities and Exchange Commission / Securities / Accredited investor / Securities Act / Hedge fund / Prospectus / Security / Financial economics / Investment / Finance

Frequently Asked Questions - NI[removed]Registration Requirements and Exemptions and Related Instruments

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2012-08-26 17:10:17
8273rd United States Congress / United States Securities and Exchange Commission / Financial economics / Economics / New Deal / Securities Act / Insider trading / Dodd–Frank Wall Street Reform and Consumer Protection Act / Regulation S-X / United States securities law / Stock market / Financial regulation

Microsoft Word - Measures Against Market Abuse with Financial Instruments Act _2_.doc

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Source URL: download.bse-sofia.bg

Language: English - Date: 2014-05-16 03:13:08
83United States Securities and Exchange Commission / Finance / Investment / Stock market / Business / Security / Securities Act / Financial adviser / Securities Exchange Act / United States securities law / Financial economics / 73rd United States Congress

This English translation of the Financial Instruments and Exchange Act has been prepared (up to the revisions of Act No.99 of[removed]Effective April 1, 2008) in compliance with the Standard Bilingual Dictionary (March 200

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Source URL: www.fsa.go.jp

Language: English - Date: 2009-12-08 00:28:02
84Economics / Types of insurance / Bank regulation / Deposit insurance / Markets in Financial Instruments Directive / Ponzi scheme / Financial adviser / United Kingdom company law / Securities and Exchange Board of India Act / Financial economics / Investment / Finance

EVALUATION OF INVESTMENT COMPENSATION SCHEMES DIRECTIVE

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Source URL: ec.europa.eu

Language: English - Date: 2006-05-19 04:52:39
85Financial system / European Union / Markets in Financial Instruments Directive / Finance / Stock market / Multilateral Trading Facility / Cyprus Securities and Exchange Commission / Financial regulation / Financial markets / Financial economics

MiFID COM_2011_656_EN_ACT_p_v10.doc

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Source URL: www.abbl.lu

Language: English - Date: 2012-11-14 09:14:10
86Investment / Financial system / Stock market / 73rd United States Congress / United States Securities and Exchange Commission / Securities Act / Prospectus / European Union transparency directive / Markets in Financial Instruments Directive / Financial economics / Securities / United States securities law

FOR TECHNICAL ADVICE ON A POSSIBLE AMENDMENT TO THE REQUIREMENTS IN COMMISSION REGULATION (EC[removed]REGARDING THE HISTORICAL FINANCIAL INFORMATION WHICH MUST BE INCLUDED IN A PROSPECTUS

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Source URL: ec.europa.eu

Language: English - Date: 2008-09-01 06:59:46
87Securities / Finance / United States Securities and Exchange Commission / Prospectus / United States securities law / Securities market / Markets in Financial Instruments Directive / Securities Act / Red herring prospectus / Financial economics / Stock market / Investment

EUROPEAN COMMISSION Internal Market and Services DG FINANCIAL SERVICES POLICY AND FINANCIAL MARKETS Securities markets Brussels,

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Source URL: ec.europa.eu

Language: English - Date: 2008-09-01 06:59:46
88United States securities law / European System of Central Banks / 73rd United States Congress / United States Securities and Exchange Commission / European Central Bank / Markets in Financial Instruments Directive / Euro / Security / Securities Act / Financial economics / European Union / Investment

Regulation (EU) No[removed]of the European Central Bank of 17 October 2012 concerning statistics on holdings of securities (ECB[removed])

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Source URL: www.ecb.europa.eu

Language: English - Date: 2012-11-02 07:39:59
89Finance / Financial services / Markets in Financial Instruments Directive / Collective investment scheme / Derivative / Securities and Exchange Board of India Act / Investment Advisers Act / Financial economics / Investment / Financial markets

Markets in Financial Instruments Act 1 Markets in Financial Instruments Act* (Adopted by the 40th National Assembly on 14 June 2007, published in the

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Source URL: www.bnb.bg

Language: English - Date: 2014-03-26 11:22:34
90United States securities law / Financial services / Stock market / Collective investment scheme / Funds / Security / Financial adviser / Securities Exchange Act / Investment Advisers Act / Financial economics / Investment / Finance

FAQ on Financial Instruments and Exchange Act June 2014 Financial Services Agency, Japan FAQ on Financial Instruments and Exchange Act

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Source URL: www.fsa.go.jp

Language: English - Date: 2014-06-02 00:26:40
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